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Americas Regulatory Compliance Tester
NASHVILLE TN 37230
Category: Banking
  • Your pay will be discussed at your interview

Job code: lhw-e0-89768619

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UBS Financial Services

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Summary

  Job posted:   Thu May 17, 2018
  Distance to work:   ? miles
       
  2 Views, 0 Applications  
 
Americas Regulatory Compliance Tester

**Your role:**


Are you investigative in nature? Do you know how to assess if a control process is well designed to effectively mitigate a risk? If so, we are looking for someone who can:


- assess a control design for risk effectiveness and test it for operating effectiveness

- contribute to risk frameworks being designed and operating effectively across the entire bank's risk landscape

- assess and challenge whether the control framework meets regulatory expectations

- plan, coordinate and perform actual testing fieldwork

- discuss and clear identified issues with responsible business stakeholders and agree remediation

- report and present findings


**What we offer:**


Together. That's how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.


Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).


**Take the next step:**


Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.


**Disclaimer / Policy Statements:**


UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.


**Your team:**


You'll be working in the Americas Regulatory Compliance Review and Control's Testing team which is part of the Assurance Team embedded in the Global Compliance & Operational Risk Control (C&ORC) organization. We are a major program within UBS to ensure that we have independent testing and assurance as to the key controls that address our major risks, globally.


**Your experience and skills:**


You have:


- a strong background in banking and regulatory Compliance testing (monitoring) and/or experience of auditing

- experience in topics and regulatory rules such as Liquidity and Capital Plan rules (CCAR, REG YY, FBEPS/Enhanced Prudential Standards), Covered Funds and Proprietary Trading (Volcker Rule), Market Conduct Risk and in Risk Model Governance


You are:


- analytic, with the ability to identify control design weaknesses

- result-oriented and assertive (you don't shy away from challenging situations)

- an excellent communicator; both orally and written

- team player and also the ability to deliver individually


**About us:**


Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.


We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?


**Your colleagues:**


**Job Reference #:** 173930BR


**Business Divisions:** Corporate Center


**Title:** Americas Regulatory Compliance Tester


**City:** Nashville


**Job Type:** Full Time


**Country / State:** United States - Tennessee


**Function Category:** Compliance

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